Test the organisation's response to exchange-traded fund strategy under conditions that are less than ideal.
Managing Exchange-Traded Funds and Their Strategies
A senior-level treatment of exchange-traded fund strategy, focused on what changes outcomes.
📍 Tunis🗓️ 5 training days📚 4 modules🎓 Accredited certificate
5intensive training days
4scientific modules
8training sessions
32detailed points
Course Overview
Growth built on poorly controlled exchange-traded fund strategy reverses faster than it accumulated. Regulators no longer accept intent as evidence of control over this part of financial and banking practice. Participants test their assumptions about this area of financial and banking practice against scenarios designed to break weak ones. It is designed for mixed groups, so that exchange-traded fund strategy is examined from more than one functional angle. Participants take away a working set of documents supporting the financial and banking practice discipline, ready to be adapted internally. Benchmarking exercises repeatedly place this strand of financial and banking practice among the areas with the widest performance spread. Improvement in exchange-traded fund strategy stalls when it depends on one capable individual rather than a defined method. The course gives participants a defensible structure for the practice within financial and banking practice and the judgement to adapt it. Work concludes with a self-assessment of the wider financial and banking practice agenda that participants can repeat annually.
Expected Learning Outcomes
Design reconciliation and settlement controls covering exchange-traded fund strategy.
Communicate the purpose of exchange-traded fund strategy to those who have to comply with it.
Build the control framework around exchange-traded fund strategy that an examiner would accept.
Establish the segregation of duties required around exchange-traded fund strategy.
Establish what evidence would demonstrate that exchange-traded fund strategy is under control.
Review the contractual and legal exposure created by exchange-traded fund strategy.
Who Should Attend
Financial technology and change staff modernising exchange-traded fund strategy.
Regulatory reporting analysts covering exchange-traded fund strategy.
Officers preparing reports on exchange-traded fund strategy for boards or oversight committees.
Investment and portfolio managers exposed to exchange-traded fund strategy.
Managers with direct responsibility for exchange-traded fund strategy within the business line.
Board risk committee members overseeing exchange-traded fund strategy.
Course Modules
Exchange-traded fund strategy: reporting that supports a decision
2 sessions · 8 pointsSession 1What exchange-traded fund strategy does to capital and liquidity under stress
- Record what was learned when exchange-traded fund strategy did not go as planned.
- Agree the indicators that will show whether exchange-traded fund strategy is improving.
- Review the pricing of exchange-traded fund strategy against the risk being assumed.
- Design the exception process for exchange-traded fund strategy and require a documented rationale.
Session 2The paperwork for exchange-traded fund strategy that is actually needed
- Document the remediation plan for each known weakness in exchange-traded fund strategy.
- Agree the smallest change to exchange-traded fund strategy that would be visibly useful.
- Agree who signs off exchange-traded fund strategy and record that they did.
- Map the handovers in exchange-traded fund strategy between functions and secure them.
Exchange-traded fund strategy: exceptions, breaches and remediation
2 sessions · 8 pointsSession 1Where exchange-traded fund strategy typically breaks, and why
- Identify where judgement in exchange-traded fund strategy is legitimate and where it is not.
- Confirm that those complying with exchange-traded fund strategy understand why it exists.
- Anticipate the objections exchange-traded fund strategy will raise and prepare the answers.
- Test the procedure for exchange-traded fund strategy against a realistic scenario.
Session 2Escalation and decision rights in exchange-traded fund strategy
- Check that records of exchange-traded fund strategy answer the questions likely to be asked.
- Reduce the variation in how exchange-traded fund strategy is carried out between teams.
- Check the accounting treatment applied to exchange-traded fund strategy against current standards.
- Prepare the evidence pack demonstrating exchange-traded fund strategy operated as designed.
Exchange-traded fund strategy: measurement, models and their assumptions
2 sessions · 8 pointsSession 1Evidencing that exchange-traded fund strategy worked as designed
- Confirm reporting on exchange-traded fund strategy reaches the committee that can act on it.
- Confirm regulatory reporting on exchange-traded fund strategy is complete, timely and reconciled.
- Check the legal and contractual exposure created by exchange-traded fund strategy.
- Translate the appetite for exchange-traded fund strategy into limits someone monitors daily.
Session 2What a supervisor will ask about exchange-traded fund strategy, and in what order
- Identify the key controls over exchange-traded fund strategy and who tests them.
- Rank the weaknesses in exchange-traded fund strategy by consequence rather than by ease of fixing.
- Set out how exceptions to exchange-traded fund strategy are requested and approved.
- Review concentration by counterparty, sector and geography inside exchange-traded fund strategy.
Exchange-traded fund strategy: regulatory obligation and supervisory expectation
2 sessions · 8 pointsSession 1Stress scenarios for exchange-traded fund strategy that are plausible rather than convenient
- Arrange the handover of exchange-traded fund strategy so capability survives staff changes.
- Assess the capital consumed by exchange-traded fund strategy under current and stressed conditions.
- Define acceptance criteria for exchange-traded fund strategy in advance.
- Identify single points of dependency in exchange-traded fund strategy and reduce them.
Session 2Setting a limit on exchange-traded fund strategy that will actually be respected
- Record the rationale for each significant choice made about exchange-traded fund strategy.
- List the assumptions in any model supporting exchange-traded fund strategy and when each was last challenged.
- Set early warning indicators for exchange-traded fund strategy with defined action thresholds.
- State the risk appetite for exchange-traded fund strategy as a number, not an adjective.
Choose the package that suits you
Silver Package
At least 3 people
USD1,250
- Workshop or Program Participation
- Airport Transfers
- Customized Badge
- Expert Mentorship (Private Sessions)
- Supervision & Secretarial Services
- Accredited Certificate of Participation
- Complete Training Kit
- Coffee Break
- Closing Ceremony
Gold Package
At least 3 people
USD1,850
- 5-night stay in a 5-star hotel
- Workshop or Program Participation
- Airport Transfers
- Customized Badge
- Expert Mentorship (Private Sessions)
- Supervision & Secretarial Services
- Accredited Certificate of Participation
- Complete Training Kit
- Coffee Break
- Closing Ceremony
Complete your registration
We will contact you within one business day to confirm.