Design reconciliation and settlement controls covering financial fraud detection and investigation.
Financial Fraud Detection and Banking Forensic Investigation Methods
A concise, decision-focused programme covering financial fraud detection and investigation end to end.
📍 Abu Dhabi🗓️ 5 training days📚 4 modules🎓 Accredited certificate
5intensive training days
4scientific modules
8training sessions
32detailed points
Course Overview
The audit trail behind financial fraud detection and investigation matters as much as the decision itself. Growth built on poorly controlled detection and investigation reverses faster than it accumulated. The programme uses small-group work so that each participant's treatment of the wider financial and banking practice agenda is examined, not just described. Organisations that document financial fraud detection and investigation properly resolve disputes about it far more quickly. Plans for this area of financial and banking practice often fail at the handover point between functions. Participants leave with a method for detection and investigation, not a set of opinions about it. It is appropriate for those preparing to take on wider responsibility for financial fraud detection and investigation. They leave able to brief senior management on detection and investigation in terms that support a decision. Work concludes with a self-assessment of the wider financial and banking practice agenda that participants can repeat annually.
Expected Learning Outcomes
Select indicators that show whether detection and investigation is improving, and reject those that only look useful.
Design a practical operating method for financial fraud detection and investigation that fits the organisation's size and maturity.
Document the approval chain for exceptions to policy on detection and investigation.
Assess the capital and liquidity implications of financial fraud detection and investigation.
Build a concise control framework for detection and investigation that colleagues can follow without further explanation.
Build the client due diligence and monitoring appropriate to financial fraud detection and investigation.
Who Should Attend
Regulatory reporting analysts covering financial fraud detection and investigation.
Risk managers responsible for detection and investigation.
Operations staff executing and settling financial fraud detection and investigation.
Anyone whose accountability for detection and investigation exceeds their current formal training in it.
Board risk committee members overseeing financial fraud detection and investigation.
Analysts producing the data on which decisions about detection and investigation rest.
Course Modules
Financial fraud detection and investigation: reporting that supports a decision
2 sessions · 8 pointsSession 1What to measure in financial fraud detection and investigation and what to ignore
- Review the pricing of financial fraud detection and investigation against the risk being assumed.
- Confirm reporting on detection and investigation reaches the committee that can act on it.
- Verify reconciliation and settlement controls covering financial fraud detection and investigation.
- Confirm that those complying with detection and investigation understand why it exists.
Session 2Stress scenarios for detection and investigation that are plausible rather than convenient
- Prepare the response for the most likely failure in financial fraud detection and investigation.
- Check the legal and contractual exposure created by detection and investigation.
- Agree the indicators that will show whether financial fraud detection and investigation is improving.
- Agree who signs off detection and investigation and record that they did.
Detection and investigation: risk appetite, limits and policy
2 sessions · 8 pointsSession 1Testing detection and investigation before relying on it
- Assess the capital consumed by financial fraud detection and investigation under current and stressed conditions.
- Record the rationale for each significant choice made about detection and investigation.
- Remove steps in financial fraud detection and investigation that add effort without adding assurance.
- List the assumptions in any model supporting detection and investigation and when each was last challenged.
Session 2The control on detection and investigation that looks strong and is not
- Identify where judgement in financial fraud detection and investigation is legitimate and where it is not.
- Confirm regulatory reporting on detection and investigation is complete, timely and reconciled.
- Assign responsibility for keeping documentation of financial fraud detection and investigation current.
- State the risk appetite for detection and investigation as a number, not an adjective.
Detection and investigation: measurement, models and their assumptions
2 sessions · 8 pointsSession 1Setting a limit on detection and investigation that will actually be respected
- Map the handovers in financial fraud detection and investigation between functions and secure them.
- Rank the weaknesses in detection and investigation by consequence rather than by ease of fixing.
- Define acceptance criteria for financial fraud detection and investigation in advance.
- Agree what will be standardised in detection and investigation and what will not.
Session 2What a supervisor will ask about financial fraud detection and investigation, and in what order
- Set escalation thresholds for financial fraud detection and investigation that work out of hours.
- Document the remediation plan for each known weakness in detection and investigation.
- Confirm client due diligence standards applied to financial fraud detection and investigation are current.
- Record what was learned when detection and investigation did not go as planned.
Detection and investigation: the control framework and segregation of duties
2 sessions · 8 pointsSession 1Building lasting competence in detection and investigation
- Set early warning indicators for financial fraud detection and investigation with defined action thresholds.
- Translate the appetite for detection and investigation into limits someone monitors daily.
- Set out the decisions in financial fraud detection and investigation that require sign-off and by whom.
- Confirm that reporting on detection and investigation reaches the people who can act.
Session 2Handling a breach of policy on detection and investigation properly
- Plan the sequence in which improvements to financial fraud detection and investigation will be introduced.
- Confirm segregation of duties across initiation, approval and settlement of detection and investigation.
- Review concentration by counterparty, sector and geography inside financial fraud detection and investigation.
- Test detection and investigation against a scenario the organisation would rather not model.
Choose the package that suits you
Silver Package
At least 3 people
USD1,250
- Workshop or Program Participation
- Airport Transfers
- Customized Badge
- Expert Mentorship (Private Sessions)
- Supervision & Secretarial Services
- Accredited Certificate of Participation
- Complete Training Kit
- Coffee Break
- Closing Ceremony
Gold Package
At least 3 people
USD1,850
- 5-night stay in a 5-star hotel
- Workshop or Program Participation
- Airport Transfers
- Customized Badge
- Expert Mentorship (Private Sessions)
- Supervision & Secretarial Services
- Accredited Certificate of Participation
- Complete Training Kit
- Coffee Break
- Closing Ceremony
Complete your registration
We will contact you within one business day to confirm.