Document decisions about licensed investment crowdfunding in a form that remains useful after the people change.
Building Licensed Investment Crowdfunding Platforms
Turn licensed investment crowdfunding from a stated policy into a practice your organisation can evidence.
Course Overview
In finance the difference between a healthy position on licensed investment crowdfunding and a dangerous one is often a single assumption. The audit trail behind the financial and banking practice capability matters as much as the decision itself. The programme is built to be used, and every section of the financial and banking practice discipline it covers ends in something applicable. Mature organisations treat licensed investment crowdfunding as a standing capability rather than a project that finishes. Every module pairs a short input on the wider financial and banking practice agenda with structured practice on the participant's own material. Most organisations already have a policy on the financial and banking practice capability; far fewer can show it working. The programme works equally well for those formalising licensed investment crowdfunding for the first time and those improving an existing approach. They gain the ability to sequence improvements to the practice within financial and banking practice in an order their organisation can absorb. The closing exercise tests whether the participant's plan for this part of financial and banking practice survives a hostile question.
Expected Learning Outcomes
Estimate what licensed investment crowdfunding costs to run properly, and what is lost when it is not.
Set early warning indicators that flag deterioration in licensed investment crowdfunding.
Build the audit evidence that demonstrates licensed investment crowdfunding operated as designed.
Review the contractual and legal exposure created by licensed investment crowdfunding.
Agree the first three actions on licensed investment crowdfunding that will be taken on returning to work.
Document the approval chain for exceptions to policy on licensed investment crowdfunding.
Who Should Attend
Consultants and advisers supporting clients on licensed investment crowdfunding.
Compliance officers overseeing licensed investment crowdfunding.
Regulatory reporting analysts covering licensed investment crowdfunding.
Risk managers responsible for licensed investment crowdfunding.
Planning staff whose forecasts and budgets are affected by licensed investment crowdfunding.
Investment and portfolio managers exposed to licensed investment crowdfunding.
Course Modules
Licensed investment crowdfunding: stress testing and scenario analysis
2 sessions · 8 pointsSession 1Getting other functions to support licensed investment crowdfunding
- Set early warning indicators for licensed investment crowdfunding with defined action thresholds.
- Design the exception process for licensed investment crowdfunding and require a documented rationale.
- Write down the assumptions underpinning the approach to licensed investment crowdfunding.
- Test licensed investment crowdfunding against a scenario the organisation would rather not model.
Session 2Setting a limit on licensed investment crowdfunding that will actually be respected
- Prepare the evidence pack demonstrating licensed investment crowdfunding operated as designed.
- Test the procedure for licensed investment crowdfunding against a realistic scenario.
- Confirm client due diligence standards applied to licensed investment crowdfunding are current.
- Draft the minimum viable control framework for licensed investment crowdfunding.
Licensed investment crowdfunding: risk appetite, limits and policy
2 sessions · 8 pointsSession 1What a supervisor will ask about licensed investment crowdfunding, and in what order
- Review the pricing of licensed investment crowdfunding against the risk being assumed.
- Translate the appetite for licensed investment crowdfunding into limits someone monitors daily.
- List the assumptions in any model supporting licensed investment crowdfunding and when each was last challenged.
- Identify where judgement in licensed investment crowdfunding is legitimate and where it is not.
Session 2The assumption inside the model for licensed investment crowdfunding that nobody revisits
- Assign responsibility for keeping documentation of licensed investment crowdfunding current.
- Confirm that those complying with licensed investment crowdfunding understand why it exists.
- Review concentration by counterparty, sector and geography inside licensed investment crowdfunding.
- Check the accounting treatment applied to licensed investment crowdfunding against current standards.
Licensed investment crowdfunding: capital, liquidity and balance sheet effect
2 sessions · 8 pointsSession 1Reporting licensed investment crowdfunding so the reader can act on it
- Agree what will be standardised in licensed investment crowdfunding and what will not.
- Anticipate the objections licensed investment crowdfunding will raise and prepare the answers.
- State the risk appetite for licensed investment crowdfunding as a number, not an adjective.
- Distinguish symptoms from causes when licensed investment crowdfunding underperforms.
Session 2What has to be agreed before work on licensed investment crowdfunding starts
- Identify the key controls over licensed investment crowdfunding and who tests them.
- Check that licensed investment crowdfunding still works when volumes rise unexpectedly.
- Confirm reporting on licensed investment crowdfunding reaches the committee that can act on it.
- Confirm regulatory reporting on licensed investment crowdfunding is complete, timely and reconciled.
Licensed investment crowdfunding: regulatory obligation and supervisory expectation
2 sessions · 8 pointsSession 1The cost of licensed investment crowdfunding and how to present it
- Identify single points of dependency in licensed investment crowdfunding and reduce them.
- Rank the weaknesses in licensed investment crowdfunding by consequence rather than by ease of fixing.
- Check that records of licensed investment crowdfunding answer the questions likely to be asked.
- Reduce the variation in how licensed investment crowdfunding is carried out between teams.
Session 2Pricing licensed investment crowdfunding for the risk actually taken
- Close out actions on licensed investment crowdfunding rather than leaving them open indefinitely.
- Check the legal and contractual exposure created by licensed investment crowdfunding.
- Estimate the resource licensed investment crowdfunding requires to run as designed.
- Verify reconciliation and settlement controls covering licensed investment crowdfunding.
Choose the package that suits you
Silver Package
At least 3 people
- Workshop or Program Participation
- Airport Transfers
- Customized Badge
- Expert Mentorship (Private Sessions)
- Supervision & Secretarial Services
- Accredited Certificate of Participation
- Complete Training Kit
- Coffee Break
- Closing Ceremony
Gold Package
At least 3 people
- 5-night stay in a 5-star hotel
- Workshop or Program Participation
- Airport Transfers
- Customized Badge
- Expert Mentorship (Private Sessions)
- Supervision & Secretarial Services
- Accredited Certificate of Participation
- Complete Training Kit
- Coffee Break
- Closing Ceremony
Complete your registration
We will contact you within one business day to confirm.