Prepare the regulatory submissions arising from secondary derivatives market liquidity.
Analysing the Secondary Derivatives Market and Managing Liquidity
Learn to design, measure and defend your organisation's approach to secondary derivatives market liquidity.
📍 Istanbul🗓️ 5 training days📚 4 modules🎓 Accredited certificate
5intensive training days
4scientific modules
8training sessions
32detailed points
Course Overview
The audit trail behind secondary derivatives market liquidity matters as much as the decision itself. Regulators no longer accept intent as evidence of control over market liquidity. It concentrates on the parts of the practice within financial and banking practice that determine outcomes and treats the rest proportionately. Participants finish able to explain secondary derivatives market liquidity to a non-specialist audience without losing precision. It is pitched for practitioners with responsibility for this part of financial and banking practice, not for observers of it. The difficulty is not agreeing that market liquidity matters — it is deciding what to stop doing to make room for it. The method assumes participants will be challenged on their handling of secondary derivatives market liquidity and prepares them for it. Comparative studies of market liquidity across sectors find the same handful of failure points recurring. The programme closes with an action plan for this strand of financial and banking practice that each participant writes for their own organisation.
Expected Learning Outcomes
Establish the segregation of duties required around market liquidity.
Assess the concentration risk building up inside secondary derivatives market liquidity.
Apply a repeatable review cycle to market liquidity and act on what it produces.
Select indicators that show whether secondary derivatives market liquidity is improving, and reject those that only look useful.
Document decisions about market liquidity in a form that remains useful after the people change.
Document the approval chain for exceptions to policy on secondary derivatives market liquidity.
Who Should Attend
Managers in small and medium organisations who own secondary derivatives market liquidity alongside other duties.
Managers with direct responsibility for market liquidity within the business line.
Internal auditors reviewing the controls around secondary derivatives market liquidity.
Board risk committee members overseeing market liquidity.
Finance managers reporting on secondary derivatives market liquidity.
Credit and underwriting officers assessing market liquidity.
Course Modules
Secondary derivatives market liquidity: risk appetite, limits and policy
2 sessions · 8 pointsSession 1Getting other functions to support secondary derivatives market liquidity
- Establish who is informed, consulted and accountable in secondary derivatives market liquidity.
- Reduce the variation in how market liquidity is carried out between teams.
- Close out actions on secondary derivatives market liquidity rather than leaving them open indefinitely.
- Prepare the summary of market liquidity that senior management will read.
Session 2Building lasting competence in market liquidity
- Document the remediation plan for each known weakness in secondary derivatives market liquidity.
- Set early warning indicators for market liquidity with defined action thresholds.
- Check that secondary derivatives market liquidity still works when volumes rise unexpectedly.
- Rank the weaknesses in market liquidity by consequence rather than by ease of fixing.
Market liquidity: measurement, models and their assumptions
2 sessions · 8 pointsSession 1Stress scenarios for market liquidity that are plausible rather than convenient
- Confirm that reporting on secondary derivatives market liquidity reaches the people who can act.
- Identify single points of dependency in market liquidity and reduce them.
- Design the exception process for secondary derivatives market liquidity and require a documented rationale.
- Confirm client due diligence standards applied to market liquidity are current.
Session 2What a supervisor will ask about market liquidity, and in what order
- Verify six months later that changes to secondary derivatives market liquidity have held.
- State the risk appetite for market liquidity as a number, not an adjective.
- Confirm reporting on secondary derivatives market liquidity reaches the committee that can act on it.
- Agree the smallest change to market liquidity that would be visibly useful.
Market liquidity: the control framework and segregation of duties
2 sessions · 8 pointsSession 1Setting a limit on market liquidity that will actually be respected
- List the assumptions in any model supporting secondary derivatives market liquidity and when each was last challenged.
- Confirm segregation of duties across initiation, approval and settlement of market liquidity.
- Prepare the evidence pack demonstrating secondary derivatives market liquidity operated as designed.
- Review concentration by counterparty, sector and geography inside market liquidity.
Session 2The early warning on secondary derivatives market liquidity that arrives in time
- Agree the indicators that will show whether secondary derivatives market liquidity is improving.
- Check the accounting treatment applied to market liquidity against current standards.
- Plan the sequence in which improvements to secondary derivatives market liquidity will be introduced.
- Assess the capital consumed by market liquidity under current and stressed conditions.
Market liquidity: reporting that supports a decision
2 sessions · 8 pointsSession 1Handling a breach of policy on market liquidity properly
- Test the procedure for secondary derivatives market liquidity against a realistic scenario.
- Check the legal and contractual exposure created by market liquidity.
- Estimate the resource secondary derivatives market liquidity requires to run as designed.
- Anticipate the objections market liquidity will raise and prepare the answers.
Session 2Closing out market liquidity and capturing what was learned
- Translate the appetite for secondary derivatives market liquidity into limits someone monitors daily.
- Identify the key controls over market liquidity and who tests them.
- Set escalation thresholds for secondary derivatives market liquidity that work out of hours.
- Test market liquidity against a scenario the organisation would rather not model.
Choose the package that suits you
Silver Package
At least 3 people
USD1,250
- Workshop or Program Participation
- Airport Transfers
- Customized Badge
- Expert Mentorship (Private Sessions)
- Supervision & Secretarial Services
- Accredited Certificate of Participation
- Complete Training Kit
- Coffee Break
- Closing Ceremony
Gold Package
At least 3 people
USD1,850
- 5-night stay in a 5-star hotel
- Workshop or Program Participation
- Airport Transfers
- Customized Badge
- Expert Mentorship (Private Sessions)
- Supervision & Secretarial Services
- Accredited Certificate of Participation
- Complete Training Kit
- Coffee Break
- Closing Ceremony
Complete your registration
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